Licensing

Licensing

Our financial services representatives combine their education in financial services with an in-depth knowledge of the ever-changing insurance industry landscape to provide you with solutions for your unique situation. All financial services representatives must pass comprehensive exams to obtain a license to sell products in your state.

Insurance
We have individuals licensed to sell insurance products in the following jurisdictions: CA

Phillip C. Di Rocco, California Insurance Lic. #0E59374, Domiciled in CA.
Paul Salerno, JD*, LLM, MBA, California Insurance Lic. #0D71613Domiciled in CA.
Michael C. Di Rocco, California Insurance Lic. #2125026, Domiciled in CA.
Royceton S. Pinder, California Insurance Lic. #0A51877
Domiciled in CA.
Susan Kim, California Insurance Lic. #0B21990Domiciled in CA.
Linda Chen, CFP®, MBA, CPA,  California Insurance Lic. #0G02758Domiciled in CA.
Francis Tran, California Insurance Lic. #0H95025Domiciled in CA.



Securities

We have individuals registered to offer securities in the following jurisdictions: AZ, CA, CO, FL, IL, MA, NJ, NV, NY, PA, TX, VA, WA